Policies

Privacy Policy

Platte River Capital, LLC and Platte River Fund, L.P., their employees, associates and/or affiliates herein after ("Platte River") collects and shares between them, nonpublic, personal data about our clients from information we receive on new account paperwork including W-9s, disclosure forms and prior custodial statements. We believe the collection of this information comes with the responsibility to manage it in a way that ensures safety and privacy for our clients. In this regard, Platte River holds itself to the highest standards in safekeeping the personal and financial information of our clients.

All information regarding client identity, security holdings and financial status will be kept strictly confidential. We maintain physical, electronic and operational safeguards to protect this information. Some of these safeguards include, firewalls on our IT infrastructure, the use of account aliases on physical records and physical security measures taken to secure our offices.

In the normal course of business we sometimes find it necessary to provide personal information about you to entities that provide a service on behalf of Platte River. These entities may include: executing brokers for securities transactions, our proxy voting consultant or custodians. Platte River expects that these entities will maintain the strict privacy and confidentiality policies in place at our firm. If you object to Platte River sharing your personal information in this way please notify us in writing at 200 Fillmore St., Suite 200, Denver, CO 80206.

Other than for the purposes discussed above, we do not disclose any of your nonpublic, personal information unless we are directed by you to provide it or we are legally required to provide it to a governmental agency. Notwithstanding the foregoing, Platte River may disclose personal information in connection with any explanation of services rendered to professional organizations to which Platte River or its affiliated persons belong.